Securities and Financial Fraud

Settlement: $200,000

Accounting Malpractice, Breach of Fiduciary Duty
We represented a property owner, who owned a multi-unit residential rental property, in claims of breach of fiduciary duty and professional malpractice against his accountant.  The accountant, who was also acting as a property manager, mismanaged the property resulting in loss of rents and profits.  In our settlement agreement, we held the accountant responsible for his wrongdoing.

Pending

Securities Fraud
Representing a breast cancer survivor in claims of unsuitability and churning against her financial advisor.  The advisor mishandled her investment funds and depleted her account which was earmarked for her future healthcare needs, which she now needs to access because her cancer returned.

Pending

Securities Fraud
Representing the victim of a money manger who drained our client’s account through excessive account churning.