Securities and Financial Fraud
While many clients seek our help after suffering traumatic physical and mental injuries, we also represent people who have experienced serious monetary loss due to financial fraud.
These economic losses are devastating and are commonly caused by stock brokers, investment advisors and brokerage firms whose deceptive behaviors violated United States Securities and Exchange Commission (SEC) regulations.
For one client, a cancer survivor whose healthcare fund was depleted by her investment advisor, we held the advisor accountable in our claims of churning and suitability misconduct. In another case, we demanded compensation from a money manager who injured our client by generating $75,000 in commission fees through account churning activity.
Demanding Accountability for Your Financial Loss
We represent individual clients in a range of securities fraud actions including:
- Negligence
- Suitability
- Churning and Excessive Commissions
- Fraud
- Unauthorized Trading
- Misrepresentation
- Breach of Fiduciary Duty
In financial fraud cases, we discover and present the irrefutable evidence of wrongdoing and injury that you have suffered.
The attorneys of Pocrass Heimanson and Wolf, LLP rely on relentless investigation techniques, including forensic audits and a network of experts and specialists, to advocate for you in arbitration before the Financial Industry Regulatory Authority (FINRA), where securities cases are decided.
Our achievements and skills, developed over decades of successful trials and negotiations, provide a powerful foundation for obtaining maximum recovery for our clients who have incurred financial loss due to no fault of their own.